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为了加强对广西自治区交易场所监管,保护交易场所参与者的合法权益,规范交易秩序,防范金融风险,促进交易场所规范有序健康发展,2016年1月26日广西自治区人民政府印发《广西壮族自治区交易场所管理暂行办法》(桂政办发[2016]12号),其中第二十七条要求交易场所应当依法建立健全风险管理制度,包括以下内容:……(三)按营业收入10%的比例提取风险准备金,用于投资者风险教育、投资者合法权益保护及弥补交易场所重大经济损失,防范与交易场所业务活动有关的重大风险事故等。
In order to strengthen the supervision over the trading places in Guangxi Autonomous Region, protect the legitimate rights and interests of the participants in the trading venues, standardize the trading order, guard against financial risks and promote the orderly and healthy development of trading venues, the People’s Government of Guangxi Autonomous Region on January 26, 2016 printed and distributed the "Guangxi Zhuang Autonomous Region (Gui Zheng Ban Fa [2016] No. 12), of which Article 27 requires trading places should establish and improve the risk management system in accordance with the law, including the following: ...... (3) According to the proportion of operating income of 10% Withdrawal of risk reserves for risk education of investors, protection of investors’ legitimate rights and interests, compensation for major economic losses at trading venues and prevention of major risks and accidents related to the business activities of trading venues.