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具有行业协会性质纽交所在美国早期证券行业自律的成功经验表明,相比僵化、不知情、鲁莽的行政监管,灵活、知情和体贴的行业协会行业自律(软法及软法实施机制)“软”的弹性优势突出,它能够更好地把握创新与规范关系,能更好发挥监管规范、引导和呵护作用,能更好地协调从业者的利益、行业的利益和公共利益,更有利于促进和规范新兴行业健康持续发展。对于新兴行业,行业自律建立起来软法体系和实施机制对于新兴行业持续健康发展是不可或缺的,其价值与作用是硬法(即公共立法)和行政监管(硬法实施机制)所不能取代的,决策者、监管者都应当树立自律优先监管理念,尊重自律、培育自律、呵护自律、信任自律、依靠自律。
An industry-professional nature NYSE’s successful experience in the early securities industry in the United States shows that self-regulation in industry associations (flexible and soft-law enforcement mechanisms) is more flexible, informed and thought-provoking than rigid, unwitting, reckless administrative regulation. Soft ". It can better grasp the relationship between innovation and norms, give better play to regulatory norms, guiding and protecting functions, better coordinate the interests of practitioners, industries and the public interest, and more Help to promote and standardize the healthy and sustainable development of emerging industries. For emerging industries, the establishment of a soft law system and implementation mechanism by industries for self-regulation is indispensable to the sustained and healthy development of emerging industries. Its value and role can not be replaced by hard law (ie public legislation) and administrative regulation (hard law enforcement mechanism) Policy makers and regulators should set priorities for self-regulation, respect self-discipline, cultivate self-discipline, protect self-discipline, trust and self-discipline, and rely on self-discipline.